The New York Mercantile Exchange (Nymex) and the Commodity Exchange (Comex) maintained adequate audit trail, trade practice surveillance and disciplinary programs in 2009, but they need to hire more compliance staff, the Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight said in a new report.
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CFTC: Nymex, Comex Need More Compliance Staff
The New York Mercantile Exchange (Nymex) and the Commodity Exchange (Comex) maintained adequate audit trail, trade practice surveillance and disciplinary programs in 2009, but they need to hire more compliance staff, the Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight said in a new report.
September 2, 2011
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